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THE OFFICE OF ENVIRONMENTAL HEALTH AND SAFETY

OEH&S Form Instructions

1.

What is a CSA or Controlled Substances Application?

This document authorizes Principle Investigators to use controlled substances, as defined by the United States Drug Enforcement Agency (DEA), for research purposes.

 
2.

Who must apply for a CSA?

If your research requires the use of DEA regulated substances you must have an approved CSA issued by the Office of Environmental Health and Safety (OEH&S). Please refer to the UCSF Controlled Substances Manual for further information. The controlled substances manual is available on the OEsH&S website at http://www.ehs.ucsf.edu. Controlled Substances Application forms can be obtained from your Departmental Safety Advisor (DSA) or downloaded from the OEH&S website at http://www.ehs.ucsf.edu/FORMS/forms.htm.

Note: The CSAs described here are only required for UCSF campus PIs and do not apply to medical center personnel. Medical center controlled substance users must make other arrangements with the DEA.

 
3.

The CSA Application

The basic CSA consists of a minimum of the following forms (1) Controlled Substances Use Application Form (with narrative information as described below under 4f) (2) Information of Authorized User of Controlled Substances, (3) Controlled Substance Security Form, (4) Controlled Substance Release Signature Card and (4) Controlled Substances Inventory Form

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4.

How to complete the application

The forms are largely self explanatory: however, the following should be considered:

  a. Both pages of controlled substances application form must be completed and then second page must be signed by the PI
  b. As part of an individual background check “Authorized User Forms” must be filled out and signed by each potential authorized user.
  c. PI representative must complete Controlled Substances Security form as noted on the first page of Controlled Substance Application.
  d. Controlled Substances Signature Release Card must also be completed and signed by the PI for signature verification for ordering and picking up controlled substances. A separate card must also be completed for each individual assigned to pick up controlled substances in the absence of the PI. The Department Chairperson is only required to sign a card if Chair will order controlled substances in the absence of the PI.
  e. A Controlled Substance Inventory form must also be completed to verify that there are no Controlled Substances in the lab at the time of application. If Controlled Substances are present this must be indicated on form.
  f. On a separate sheet of paper the following information must be provided:
    i. Title of project
    ii. Statement of purpose
    iii. Name of the Controlled Substances involved and the amount of each needed
    iv. Description of research protocol including the number and species of research subjects
    v. The dosage to be administered
    vi. The duration of the project, and
    vii. Indication of approval of Committee on Human Research (CHR) for human studies.
    viii. IACUC approval number and status of IACUC application for animal studies.
  After enrollment, OEH&S assigns a controlled substances number to Program members. Members must use this internal number instead of a DEA registration number on all DEA correspondence and requisitions. Approved enrollees are required to comply with all aspects of this program including maintenance of usage log, performance of biennial inventory, implementation of security measures, proper disposal of Controlled Substances, etc In the event of an unannounced DEA inspection, all of the above referenced paperwork, including all application materials, must be available in PI file.
 
5. Modifications
    1. If adding a user, an Authorized User form must be completed and signed by the user, and PI .
    2. Other changes in authorization including adding Controlled Substances can be made with Form 3101 Universal Use Authorization Modification Request Form found on the forms section of the OEH&S website. When adding a Controlled Substance the narrative described above in 4f should also be included.